Risk is inevitable part of running every business in a free market environment. However, managing your risk is especially important in capital markets, where inadequate risk management can put you out of the business in a matter of days. MIFID & MIFID II created legal framework that puts a particular focus on the risks involved in investment services.
This is really crucial at the beginning of your operations. Most of fresh brokers think, that they should be focusing solely on building client base and not on mitigating risks or on ICAAP process. However, you simply can’t underestimate risk involved in investment services. If you feel that you don’t have enough time and resources to do it, please contact us
What can we do for you?
- we can prepare all necessary procedures and manuals that are crucial for risk management
- we can prepare an ICAAP for you and prepare you to SREP (annual check from the regulator)
- we can show you how to mitigate those risk properly with hands-on, practical knowledge
- we can show you how to run your A-book and B-book